Financial Advisor

Results: 4020



#Item
92176th United States Congress / Financial services / Institutional investors / Investment Advisers Act / Registered Investment Advisor / Financial adviser / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Mutual fund / Financial economics / Investment / Finance

Statement of the Investment Company Institute Hearing on “H.R. 4624, the Investment Adviser Oversight Act of 2012” Committee on Financial Services United States House of Representatives June 6, 2012 The Investment Co

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Source URL: www.ici.org

Language: English
922Finance / Economics / Equity securities / Types of business entity / Letter of transmittal / Security / Stock certificate / Dividend / S corporation / Financial economics / Stock market / Securities

Please read the accompanying Management Information Circular and the instructions attached hereto carefully before completing this letter of transmittal. The Depositary, your broker or other financial advisor can assist

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Source URL: www.medicago.com

Language: English - Date: 2013-08-02 11:07:34
923Finance / Swap / United States housing bubble / Notional amount / Bond / Libor / Arbitrage / Interest rate swap / Financial economics / Economics / Interest rates

NOVEMBER 2012 FINANCIAL ADVISOR REPORT – THE AVIATION ENTERPRISE INTRODUCTION The Finance Committee has requested that the Aviation Enterprise Financial Advisor provide a monthly report on the status of the financing o

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Source URL: www.mwaa.com

Language: English - Date: 2012-11-12 18:17:29
924Financial Regulator / Regulation / Year of birth missing / Administrative law / Economics of regulation / Financial regulation

May 16, 2013 The Honorable Michael Froman Deputy Assistant to the President and Deputy National Security Advisor International Economic Affairs and Development Executive Office of the President

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Source URL: www.centerforcapitalmarkets.com

Language: English - Date: 2013-08-16 10:03:43
925Credit card / Tuition payments / Tuition fees in the United Kingdom / Student loan / Student financial aid in the United States / Business / Student loans in the United Kingdom / Texas Tomorrow Fund / Education / Fee / Pricing

FINANCE FINANCE Students can contact the Acsenda BBA Advisor to obtain the most up-to-date information on tuition subsidies or bursaries available to them. All students are required to pay tuition fees and expenses in

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Source URL: acsenda.com

Language: English - Date: 2015-01-14 12:58:43
92676th United States Congress / Business / Corporate crime / United States Securities and Exchange Commission / Investment Advisers Act / U.S. Securities and Exchange Commission / Investment Advisor / Financial regulation / Securities regulation in the United States / Finance / Financial economics / United States securities law

INITIAL DECISION RELEASE NO. 738 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2015-01-20 16:44:06
927Government / Income tax in the United States / Tax preparation / Estate tax in the United States / Tax advisor / Capital gains tax / Corporate tax / Federal Insurance Contributions Act tax / Circular 230 / Taxation in the United States / Public economics / Finance

[removed]www.bhfe.com Beacon Hill Financial Educators 2014 I RS Course List

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Source URL: www.bhfe.com

Language: English - Date: 2014-12-27 12:07:02
928Investment / Business / Registered Investment Advisor / Investment Advisor / Financial adviser / Financial economics / U.S. Securities and Exchange Commission / Money / Finance / 76th United States Congress / Investment Advisers Act

du Pasquier & Co., Inc.

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Source URL: www.sec.gov

Language: English - Date: 2015-01-21 11:30:52
929United States Securities and Exchange Commission / Financial regulation / Financial economics / 76th United States Congress / Business / Investment Advisers Act / Registered Investment Advisor / Investment Advisor / U.S. Securities and Exchange Commission / United States securities law / Finance / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 15, 2015 INVESTMENT ADVISERS ACT OF 1940

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Source URL: www.sec.gov

Language: English - Date: 2015-01-15 16:04:02
930Investment / United States securities law / Financial services / Investment Advisers Act / Registered Investment Advisor / Investment Advisor / Financial adviser / Hedge fund / Investment Company Act / Financial economics / Finance / 76th United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 16, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-01-16 17:40:18
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